AI SOLUTIONS FOR FINANCIAL INSTITUTIONS
Secure, Compliant AI for Financial Operations
Artificial Intelligence is transforming financial operations. At Option One Technologies, we help hedge funds, private equity firms, investment advisors, and financial services providers integrate AI into their workflows—with a focus on data governance, regulatory alignment, and security-first design. From streamlining middle office workflows to enabling large language models (LLMs) to extract insights from internal documents, we deliver real business value—with options tailored to your risk and compliance posture.
AI That Respects Your Data Boundaries
We recognize the critical importance of data sensitivity in financial environments. That’s why we offer flexible deployment models for AI:
Secure API integrations
with enterprise-approved LLMs like OpenAI, Claude, and Gemini
Private-hosted open-source models
(e.g., DeepSeek R1 Distilled) for full control over data processing
SOC 2-compliant hosting
in our secure private cloud
You choose the right balance between capability and data residency. We ensure every request, response, and access point is governed, logged, and encrypted.
Our AI Services for Financial Firms
AI Document Intelligence
Use LLMs to search, summarize, and extract insights from:
- Fund formation documents, investment memos, cap tables
- SharePoint/OneDrive, VDRs, or on-prem folders
- Client onboarding docs, compliance records
AI connects to your data securely—never indexing, replicating, or retaining content unless explicitly configured to do so.
Intelligent Process Automation
Automate manual, repetitive workflows with audit-ready AI tooling:
- Investor reporting & client communications
- Trade reconciliation support
- Compliance document review (KYC, AML)
- Portfolio monitoring workflows
Each process is engineered with full traceability and aligns with your operational policies.
Strategic AI Advisory
- AI use-case assessments specific to financial workflows
- Governance frameworks, model selection, and risk controls
- Custom LLM deployment (private vs API-based)
- Internal AI enablement and training
Custom AI Solutions & Implementation Services
Every financial firm is different—and so are their data, workflows, and compliance needs. We offer end-to-end AI solution design and implementation, working closely with your internal teams to:
- Assess feasibility of unique AI use cases
- Design and prototype custom automations or analysis agents
- Integrate AI into niche or proprietary tools
- Build secure connectors to internal data sources
- Create role-based access and usage models aligned to your policies
If you don’t see your use case listed, that’s the point. We specialize in building what doesn’t exist yet—securely, scalably, and with long-term maintainability.
Why Leading Financial Firms Choose Us
Built for Regulated Environments
We work with hedge funds, equity firms, and advisors. We speak compliance and technology fluently.
Transparent AI Stack
We disclose model endpoints and data handling. No surprises, no hidden pipelines.
Choice of AI Model Control
Host your own open-source models, or securely use external APIs under strict governance.
Compliance-Aligned Architecture
Audit logs, MFA, encryption, and retention settings are standard—not optional.
Tailored Implementations
From idea to deployment, we build secure, finance-aligned AI solutions—not just generic tools.
AI That Enables Performance Without Compromising Trust
AI That Enables Performance Without Compromising Trust Artificial Intelligence is only valuable if it fits within your firm’s control structure. Let’s build an AI foundation that matches your compliance, security, and operational goals.
